Poster Pointers: Color, Imagery, Figures of Speech, and Horror

Copyright 2018 by Gary L. Pullman

Artists often learn from one another, especially with regard to technique. In particular, visual artists—illustrators, painters, and the like—use techniques that writers can adopt, just as the reverse is true.

In this post, we'll take a look at how horror movie poster artists use color to express themes, evoke emotions, and sell films. Microsoft's Bing image browser lets users choose the color (that is, the predominant color) of images. (Other browsers may do so as well; I'm not sure.) This ability helps observers to focus on an artist's exploitation of a particular color as a means of highlighting and conveying themes and emotions.

Sometimes, a writer may be able to accomplish something similar, through description, but, even when doing so is impossible, the painter's use of color can show a writer what the painter emphasized; as a result, the writer can view his or her own subject through the eyes of another artist, one who is, in all likelihood, more visually oriented than writers, in general, as we tend to be more linguistic than visual in our orientation.

Against a black background, a poster for Craig Anderson's 2016 movie Red Christmas shows a round, red Christmas ornament inside which is a human fetus, umbilicus attached. The ornament, transformed by the presence of the fetus into a womb image, drips blood. The poster's text, in white font to the left of the ornament-womb, against the black background, reads, “This Christmas the only thing under the tree is terror.”

By using only the image of the ornament-womb, the artist stresses the metaphor which compares the ornament to a mother's womb. The metaphor also alludes to the birth of Christ, for Jesus's birth is celebrated on Christmas Day, a holiday often represented by the colors green and red. However, blood leaks from the ornament-womb, suggesting the fetus's viability is at risk. Thus, red, which is both one of the colors of Christmas and of blood, fuses the holiday with a suggestion of violence. (In the movie, a woman sought to abort her fetus, but the procedure failed when the clinic was bombed, and her child, a son, survived. Now, on Christmas Day, he returns to exact vengeance.)

The poster seems simple, but it attains depth through the artist's expert used of an image that is both metaphorical and allusive on several levels. Writers frequently use metaphors, too, of course, sometimes as central tropes, but, more often, as figures of speech related to specific narrative points, rather than as an all-encompassing, unifying, central trope. By using metaphors more deliberately and purposefully, writers can heighten and enrich the horror they seek to effect. The tip from this artist to writers seems to be not only to think in images, but also to use metaphors to encapsulate the story's theme.

A poster for Alexandre Aja's 2010 comedy horror film Piranha 3D, a spoof of the 1978 film Piranha, both alludes to and lampoons the famous poster for Steven Spielberg's 1975 horror movie, Jaws. Here are the posters, side by side:

In both posters, positioned at the top center, a young, nude blonde swims upon the surface of the ocean. In the Jaws poster, a shark, its mouth open to show its long, jagged teeth, streaks toward the unsuspecting swimmer. There is no accompanying text; the artist is willing to let the images speak for themselves. In the Piranha 3D poster, a piranha, shown close-up, appears huge in relation to the woman above it. Behind this fish, a school of other sharp-toothed piranha crowd the sea. Their shadowy presence looks eerie, as their features are somewhat indistinct, making them resemble fish, but also plants or rocks, emphasizing their primitive, prehistoric origin. They are clearly a species altogether different from that of human beings. The caption, in title case and sea-green letters, beneath the movie's title, which appears in all-capital, blood-red letters, advises, “Sea, Sex, and Blood—Don't Scream . . . Just Swim!”

The Piranha 3D poster's school of piranha, as opposed to the single shark in the Jaws poster, suggests that the latter movie is many times more horrific than the latter film; after all, an entire school of the deadly fish, not a lone shark, are about to attack the helpless swimmer. The unlikelihood of the swimmer's escaping the predatory piranha by swimming heightens the horror, just as the tongue-in-cheek advice heightens the poster's humor.

Since both posters promote horror movies associated with attacks by marine predators, their dominant color is green; however, the Jaws poster also employs shades and hues of blue (another sea color, reflective of the sky), while Piranha 3D includes grays and red (in the title). In the latter poster, the swimmer is also more clearly seen, as is her golden skin and her blonde hair, which helps her assume presence among the predatory fish that are about to attack her. The woman's placement near the top of each poster devotes much more room to depict the ocean below her. She is small, in comparison to the shark or the school of piranha, which emphasizes her helplessness while highlighting the shark or the size of the school of piranha, which makes them seem all the more formidable.

What lesson does the Piranha 3D poster offer horror novelists and short story writers? If a story is to include humor alongside horror, the humor is apt to arise from the situation. Although the situation itself is horrific, the humor is accomplished by undercutting the horror. The story alternates between presenting scenes that are truly horrific and, at the end (or, sometimes, during) the same scenes, undermining the horror, perhaps with ludicrous advice (swim—maybe you can outpace the piranha) or some other means. Mixing humor and horror is difficult. Before attempting such a feat, it is a good idea to study how screenwriters accomplish this task. Buffy the Vampire Slayer offers some excellent examples.

These posters also show the need to design the action of a scene to maximize its horror. The woman's comparably small size, her isolation—she is alone in the sea—and her utter helplessness in the face of predators much larger than she, increase the horror of her situation. At the same time, the poster's design focuses the action of the scene on the conflict between the woman, as victim, and the shark or piranha as monstrous creatures intent upon attacking, killing, and gorging upon her, even before she dies. A well-planned combination of images can both direct action and unify the scene in which it occurs.

Some horror movie posters use a dominant color because the color is suggested by the film's title (Red Eye, Red Water, Red Christmas); because the color is associated with a holiday or the season of the year during which the story unfolds (Red Christmas uses red; Halloween, orange); because the color has symbolic associations with the movie's subject matter (Red Eye's caption makes it plain that this is one of the reasons for its use of red: “He wants to see your insides”); because it contrasts sharply with, and, therefore, emphasizes, the subject matter or its representation, in the case of The Eyes of Laura Mars, by way of a synecdoche, which shows the whites of her eyes against her shadowed face and a black background); or, in some cases, as an alternate way to convey a condition or a situation (dark blue is often used to represent darkness, as it is in the poster for Poltergeist and many other films, because black is too dark). Doubtlessly, there are many other reasons that a particular color is chosen. What is done with the color is what separates amateur designers and artists from the pros. Use the color selection tab on Bing or the image browser of your choice, and see what you can discover.

Many other horror movie posters show how carefully planned images can convey unity, theme, action, emotion, and other elements of a story using color, the positioning of models (in stories, characters), settings, figures of speech, lighting, camera angles, points of view, and other elements of storytelling and cinema. Studying them can suggest similar ways of accomplishing these goals in a novel or a short story.

Expressions of Horror: Emotional Storylines

Copyright 2012 by Gary L. Pullman

In Danse Macabre, Stephen King admits, “If I cannot horrify, I’ll go for the gross-out.” These two emotions--horror and disgust--are viewed by many as the two main emotions--some might argue the only emotions--that horror fiction evokes.

However, King doesn’t believe that himself, nor, it seems likely, does any other writer or editor of horror stories, any writer or director of horror films. Like any other genre of literature, horror fiction makes use of a range and variety of emotions--and mental states or conditions--among which are the following:

Desperation (Mrs. Cornelia Hilyard embodies desperation when she begs stranger to assist her in Lady in a Cage.)

Humiliation (In Dahmer, Jeffrey Dahmer is humiliated when his father discovers that the mannequin that his son stole and dresses is a male, rather than a female, mannequin.)

Grief (Both Dr. David Callaway and his daughter Emily express grief following the death of David's wife [Emily's mother]).

Curiosity (Caroline Ellis’ curiosity as to what lies behind the locked attic room gets her killed in The Skeleton Key.)

Anxiety (Marion Crane exemplifies this emotion at the start of Psycho, both before and after she absconds with her boss’ money and particularly when she is followed by the state police officer after she has left town with the stolen loot.)

Madness (Norman Bates’ close ups at the end of Psycho, when he has, for all intents and purposes become his dead mother, illustrate this emotion.).

Vulnerability (Jane Hudson personifies this condition in Whatever Happened to Baby Jane.)

Sadistic delight (Tuesday Wells reflects sadistic delight as a murderess in Pretty Poison.)

Wonder (Marte in Day of Wrath emotes wonder.)

Innocence (Regan MacNeil is the very picture of innocence--before and after she is possessed in The Exorcist.)

Hysteria (Heather Donahue, in tears in The Blair Witch Project, expresses hysteria as she videotapes herself.)

Ecstasy (Catherine Ballard, in Crash, experiences ecstasy.)

Shock (Juno is shocked when she accidentally kills her friend Beth in The Descent.)

Revulsion (Andre Delambre is repulsed at his personal appearance after he becomes a human fly in The Fly; the human body, especially its sexual parts and aspects, is a source of repulsion for characters in body horror films, such as many of David Cronenberg's movies.)

A series of such emotions can, in fact, create what might be called an emotional storyline. The looks of anxiety, indecision, anxiety, relief, disturbance, repentance, shock, fear, and horror on Marion Crane’s face in Psycho, for example, both complement the film’s action and are complemented, in return, by the film’s action as these expressions tell--or show--the story, in their own way, as much as the overt action and dialogue do. The same is true of other horror films--or for movies in general, for that matter. Often, in fact, such emotional storylines follow formulas such as the one suggested by the expression “curiosity killed the cat” (The Skeleton Key is an example: Caroline Ellis’ curiosity as to what lies behind the locked attic room gets her killed.)

Warrants for Cardinal Traits

Copyright 2011 by Gary L. Pullman

In rhetoric, a warrant is an assumption or principle, often implicit, that connects evidence to a claim. For example, one might claim that women should be given the right to vote. Implicit in this claim is the principle that women, like men, deserve equal treatment under the law.

In fiction, there is an analogous relationship between one’s dominant, or cardinal, trait and the emotion that inspires this trait. One might say that the emotion is the cause of the trait and that the trait is expressed in the character’s behavior, even when a conflicting, but lesser, desire is present.

By implicitly (or explicitly) identifying the trait and the emotion that inspires it, a writer creates a character who is believable and realistic.

A few examples from Buffy the Vampire Slayer:

Buffy Summers feels compassion for others; therefore, she is driven, despite her desire to live a normal life, to accept her duty as a vampire slayer.

Rupert Giles feels guilt about his errant youth; therefore, he is driven to be responsible as an adult.

Angel feels remorse for his past misdeeds; therefore, he is driven to repent for them.

Xander Harris feels inconsequential; therefore, he is loyal to his friends.

Willow Rosenberg feels rejected by men; therefore she loves other women.

Cordelia Chase feels confident; therefore, she is honest--sometimes, brutally so.

By giving your own characters emotional warrants, as it were, that inspire their cardinal traits and expressing these traits in their behaviors, you, too, can make your own characters believable and realistic, adding, by their presence, greater verisimilitude to your story.

Note: Characters are very likely to have several or many other traits besides their cardinal trait. For example, Buffy is not only dutiful, but she is also immature, rebellious, independent, impulsive, protective, loyal, and courageous. However, her dominant trait is her dutifulness, and it is her dutifulness that is inspired by her compassion for others, causing her to sacrifice her own desire to live a normal life to protect and defend others, friends and strangers alike.

Quick Tip: Connect the Nouns

Copyright 2010 by Gary L. Pullman

In school, we’re taught that a noun is a word that names a person, place, thing, quality, or idea. In a scene, a writer should connect each of these types of nouns to one another so that, together, they create a unified effect: Person = Character Place = Setting Thing = Property (“Prop”) or Figure of Speech Quality = Atmosphere or Emotion Idea = Theme. Here’s an example, courtesy of Bentley Little’s novel The Vanishing:

It was a muggy day in Manhattan [place], and Kirk [person] spent most of it in his apartment [place], sitting in his desk chair listening to the stack of CDs [thing] he’d bought the day before. But, by late afternoon, even he was tired of sitting on his ass. His mom had just returned from a two-week trip to France, and he’d promised to stop by and see her, so he took a shower, put on some clothes his parents wouldn’t find too offensive and made his way uptown to their building. He was happy [quality] to see his mother again. It was embarrassing [quality] to admit, but he’d missed her. Mama’s boy, he chided himself [idea].

This approach makes even a short paragraph seem as if it is telling a story. Little uses this technique frequently in the course of his novels, the scenes reading like anecdotes, or miniature stories, which serve other such purposes as characterizing his characters, developing atmosphere, expressing mood, developing conflict, locating action, and expressing themes, while, at the same time, both individually and collectively, they move the greater narrative forward. It’s a sound approach, built upon connecting words that refer to persons, places, things, qualities, and ideas.

Quick Tip: Monstrous Motivations

Copyright 2010 by Gary L. Pullman

To start, let’s list a dozen horror stories and the antagonists, or monsters, which each of them features. No, on second thought, let’s make that a baker’s dozen; thirteen seems a more appropriate number for horror:
Now, let’s list the motivation of each monster.

Wait a minute! you say. Monsters aren’t human (well, at least not all of them are); they don’t reason; they don’t have objectives; they don’t act upon emotions. They’re monsters!

You may have a point, logically speaking, but fiction isn’t logical--at least, not entirely. Sure, there’s a cause-and-effect relationship among the incidents that comprise a plot, but causes need not be reasons, any more than motives must be rational. Motives can be rational, but, in the broad sense, they can also be emotional or, for that matter, even instinctive or reflexive. So, yes, monsters do have motives.

Ergo, let’s list the motivation of each monster on our list:

As we’ve seen, monsters, even non-human ones, do have motives. Why? For dramatic, more than for realistic, purposes.

In reality, it is unlikely that creatures such as bogeymen, aliens, trolls, dragons, demons, vampires, gorillas, and ghosts have motives (other than, in the case of gorillas or other animal antagonists) that can be known or even surmised with anything approaching certainty. But, like a jury who is expected to convict a defendant who risks a life sentence or execution, readers want to know not only the who?, what?, when?, and where?, but, above all, the why?, before they’re willing to believe in the monster and to want its imprisonment or execution.

Besides, motivating a monster, even a non-human one, makes the monstrous antagonist at least somewhat understandable to the reader (or moviegoer). It’s hard to believe in an antagonist that is so alien from us that we cannot comprehend why it wants to spindle, fold, and mutilate the human characters in the story.

So, here’s the upshot of this “quick tip”: motivate your monster.

Characterization via Emotion

Copyright 2009 by Gary L. Pullman

Characterization operates by means of depicting emotion. Literary characters are, in fact, embodiments of emotion. Some emotions may be negative, either in the sense that they are unpleasant or in the sense that they cause problems, personal, social, or otherwise. Emotions can also be positive because they are pleasant or because they alleviate or resolve problems, personal, social, or otherwise.

Characters’ responses to incidents--that is, their feelings concerning events--motivate their actions. In other words, characters are often reactive: they respond to internal or external stimuli. Internal stimuli are their own attitudes, beliefs, desires, fantasies, hopes, thoughts, and, of course, emotions, such as fear, love, and self-respect. External stimuli are persons, places, things, qualities, and ideas that elicit characters’ passions, and can include threats, money, beauty, and death.

The overall, consistent pattern which underlies and is discerned in an individual’s behavior over an extended period of time suggests his or her basic personality traits and causes him or her to be regarded as just, wise, kind, ruthless, arrogant, vain, or whatever. However, many lesser, secondary traits also comprise most fictional people at any time of his or her literary life.

Hamlet is driven by his sense of duty to avenge his murdered father, but he is also hesitant, wanting to make sure that he acts justly in killing his father’s true killer--if, indeed, his father was killed, as the spirit who alleges to be the ghost of his father contends the late king was. These traits are the primary ones that motivate Hamlet, both to act and to refrain from acting. Therefore, he can be said to be a dutiful and just, but hesitant, character. In short, we might regard him as being a man of valor.

His antagonist, who is also his uncle and his step-father, King Claudius, is shown to be cold, calculating, and unrepentant, and he is driven by lust, both for power and for sex, having married Hamlet’s mother, Gertrude, shortly after Hamlet’s father died. Therefore, Hamlet can be read as a dramatization of a conflict between these two sets of emotions: Hamlet’s dutifulness, justice, and hesitation collide with Claudius’ coldness, calculation, unwillingness to repent, and lust for power and sex.

Horror fiction is primarily about fear, but its characters are motivated by other emotions as well. Beowulf’s hero wants to prove his mettle as a warrior. Although The Exorcist’s Father Damian Karras has begin to doubt and, perhaps, to lose his faith, he remains a man of God who loves humanity, as it is represented in the possessed soul of young Regan MacNeil, enough to risk his own life in an attempt to exorcise the devil’s victim. Many of Stephen King’s characters are motivated by their need to bond and by their need to belong to a community, or by brotherly love, one might say.

Not only the protagonists of horror fiction are motivated by their emotions; their antagonists are as well. In Beowulf, the monstrous outcast, Grendel, attacks the Danes because he envies their camaraderie. In The Exorcist, the devil possesses Regan in an attempt to get Father Karras to renounce his faith and thus be damned. Many of King’s villains (‘Salem’s Lot’s Barlow, Andre Linoge in Storm of the Century, and the protean monster of It, for example) prey upon the weaknesses of small communities and their residents, motivated by their narcissistic desire to perpetuate themselves. The emotional conflicts in Beowulf, The Exorcist, and ‘Salem’s Lot can be represented this way:

Valor vs. Envy
Love vs. Condemnation
Brotherly Love vs. Narcissistic self-perpetuation

By motivating your characters to act according to their passions, you will make your fiction seem more realistic, and you will show what’s at stake, on a personal level, as it were, in the struggle between the story’s protagonist and antagonist. The nature of the struggle, in turn, may suggest your stories’ themes. For example, The Exorcist suggests that love casts out condemnation, just as Beowulf implies that valor vanquishes envy and King's novels indicate that brotherly love is more important than narcissistic self-perpetuation.

Guest Speaker: H. P. Lovecraft: Supernatural Horror in Literature, Part I

I. Introduction

The oldest and strongest emotion of mankind is fear, and the oldest and strongest kind of fear is fear of the unknown. These facts few psychologists will dispute, and their admitted truth must establish for all time the genuineness and dignity of the weirdly horrible tale as a literary form. Against it are discharged all the shafts of a materialistic sophistication which clings to frequently felt emotions and external events, and of a naïvely insipid idealism which deprecates the æsthetic motive and calls for a didactic literature to "uplift" the reader toward a suitable degree of smirking optimism. But in spite of all this opposition the weird tale has survived, developed, and attained remarkable heights of perfection; founded as it is on a profound and elementary principle whose appeal, if not always universal, must necessarily be poignant and permanent to minds of the requisite sensitiveness.

The appeal of the spectrally macabre is generally narrow because it demands from the reader a certain degree of imagination and a capacity for detachment from everyday life. Relatively few are free enough from the spell of the daily routine to respond to tappings from outside, and tales of ordinary feelings and events, or of common sentimental distortions of such feelings and events, will always take first place in the taste of the majority; rightly, perhaps, since of course these ordinary matters make up the greater part of human experience. But the sensitive are always with us, and sometimes a curious streak of fancy invades an obscure corner of the very hardest head; so that no amount of rationalisation, reform, or Freudian analysis can quite annul the thrill of the chimney-corner whisper or the lonely wood. There is here involved a psychological pattern or tradition as real and as deeply grounded in mental experience as any other pattern or tradition of mankind; coeval with the religious feeling and closely related to many aspects of it, and too much a part of our innermost biological heritage to lose keen potency over a very important, though not numerically great, minority of our species.

Man's first instincts and emotions formed his response to the environment in which he found himself. Definite feelings based on pleasure and pain grew up around the phenomena whose causes and effects he understood, whilst around those which he did not understand--and the awe,universe teemed with them in the early days--were naturally woven such personifications, marvelous interpretations, and sensations of awe and fear as would be hit upon by a race having few and simple ideas and limited experience. The unknown, being likewise the unpredictable, became for our primitive forefathers a terrible and omnipotent source of boons and calamities visited upon mankind for cryptic and wholly extra-terrestrial reasons, and thus clearly belonging to spheres of existence whereof we know nothing and wherein we have no part. The phenomenon of dreaming likewise helped to build up the notion of an unreal or spiritual world; and in general, all the conditions of savage dawn--life so strongly conduced toward a feeling of the supernatural, that we need not wonder at the thoroughness with which man's very hereditary essence has become saturated with religion and superstition. That saturation must, as a matter of plain scientific fact, be regarded as virtually permanent so far as the subconscious mind and inner instincts are concerned; for though the area of the unknown has been steadily contracting for thousands of years, an infinite reservoir of mystery still engulfs most of the outer cosmos, whilst a vast residuum of powerful inherited associations clings round all the objects and processes that were once mysterious; however well they may now be explained. And more than this, there is an actual physiological fixation of the old instincts in our nervous tissue, which would make them obscurely operative even were the conscious mind to be purged of all sources of wonder.

Because we remember pain and the menace of death more vividly than pleasure, and because our feelings toward the beneficent aspects of the unknown have from the first been captured and formalised by conventional religious rituals, it has fallen to the lot of the darker and more maleficent side of cosmic mystery to figure chiefly in our popular supernatural folklore. This tendency, too, is naturally enhanced by the fact that uncertainty and danger are always closely allied; thus making any kind of an unknown world a world of peril and evil possibilities. When to this sense of fear and evil the inevitable fascination of wonder and curiosity is superadded, there is born a composite body of keen emotion and imaginative provocation whose vitality must of necessity endure as long as the human race itself. Children will always be afraid of the dark, and men with minds sensitive to hereditary impulse will always tremble at the thought of the hidden and fathomless worlds of strange life which may pulsate in the gulfs beyond the stars, or press hideously upon our own globe in unholy dimensions which only the dead and the moonstruck can glimpse.

With this foundation, no one need wonder at the existence of a literature of cosmic fear. It has always existed, and always will exist; and no better evidence of its tenacious vigour can be cited than the impulse which now and then drives writers of totally opposite leanings to try their hands at it in isolated tales, as if to discharge from their minds certain phantasmal shapes which would otherwise haunt them. Thus Dickens wrote several eerie narratives; Browning, the hideous poem Childe Roland; Henry James, The Turn of the Screw; Dr. Holmes, the subtle novel Elsie Venner; F. Marion Crawford, The Upper Berth and a number of other examples; Mrs. Charlotte Perkins Gilman, social worker, “The Yellow Wall Paper”; whilst the humorist, W. W. Jacobs, produced that able melodramatic bit called “The Monkey’s Paw.”

This type of fear-literature must not be confounded with a type externally similar but psychologically widely different; the literature of mere physical fear and the mundanely gruesome. Such writing, to be sure, has its place, as has the conventional or even whimsical or humorous ghost story where formalism or the author's knowing wink removes the true sense of the morbidly unnatural; but these things are not the literature of cosmic fear in its purest sense. The true weird tale has something more than secret murder, bloody bones, or a sheeted form clanking chains according to rule. A certain atmosphere of breathless and unexplainable dread of outer, unknown forces must be present; and there must be a hint, expressed with a seriousness and portentousness becoming its subject, of that most terrible conception of the human brain -- a malign and particular suspension or defeat of those fixed laws of Nature which are our only safeguard against the assaults of chaos and the dæmons of unplumbed space.

Naturally we cannot expect all weird tales to conform absolutely to any theoretical model. Creative minds are uneven, and the best of fabrics have their dull spots. Moreover, much of the choicest weird work is unconscious; appearing in memorable fragments scattered through material whose massed effect may be of a very different cast. Atmosphere is the all-important thing, for the final criterion of authenticity is not the dovetailing of a plot but the creation of a given sensation. We may say, as a general thing, that a weird story whose intent is to teach or produce a social effect, or one in which the horrors are finally explained away by natural means, is not a genuine tale of cosmic fear; but it remains a fact that such narratives often possess, in isolated sections, atmospheric touches which fulfill every condition of true supernatural horror-literature. Therefore we must judge a weird tale not by the author's intent, or by the mere mechanics of the plot; but by the emotional level which it attains at its least mundane point. If the proper sensations are excited, such a "high spot" must be admitted on its own merits as weird literature, no matter how prosaically it is later dragged down. The one test of the really weird is simply this--whether of not there be excited in the reader a profound sense of dread, and of contact with unknown spheres and powers; a subtle attitude of awed listening, as if for the beating of black wings or the scratching of outside shapes and entities on the known universe's utmost rim. And of course, the more completely and unifiedly a story conveys this atmosphere the better it is as a work of art in the given medium.

Fear: A Cultural History: A Partial Review and Summary, Part 2

copyright 2008 by Gary L. Pullman

In Fear: A Cultural History, Joanna Bourke summarizes emotionology, or the study of human emotions, which “aims to show how emotions were classified and recognized within particular cultures,” summarizing various psychological theories as to what constitutes an emotion and as to what circumstances are involved in the production of the passions. For Knight Dunlap, of Johns Hopkins University, she says, emotions are specific responses that people make to situations. One may fear or be angry with someone else who threatens him or her, depending upon whether the threatened person perceives the other person as having “greater power.” According to Bourke, the fact, Dunlap contends, that a person can respond emotionally in two or more ways shows that the emotions are responses to situations, not “psychological entities” with “unique affective processes.” Instead, Bourke, stating Dunlap’s case for him, emotions are to be regarded as “nothing more than teleological constructs.”

The definition of any particular emotion, such as fear, depends not only upon “the situation in which the emotion appears,” Dunlap argues, but also upon “the psychological and philosophical theory of the commentator.” A case in point is that of a boy given to tantrums:

In their history of anger, Carol and Peter Stearns. . . observed that ‘a tantrum in a society that has nor word for the phenomenon is a different experience for both parent and child than is a tantrum that is labeled, and labeled with a judgmental connotation.’ As the words changed, so too did the meaning of the emotion within a particular culture.

Her chapter on “Nightmares” reviews, in summary fashion, how this phenomenon has been considered through history. First, nightmares were regarded as “communication with the ‘other world.’”

Later, they were understood as being effects of bodily states and processes. (Remember Ebenezer Scrooge’s explanation of the cause of his nightmarish visits by ghosts as resulting from a bit of undigested potato?)

Subsequently, evolutionary psychologists believed that the past is to blame for “all kinds of fear, including those inspired by. . . nightmares.” One of their number, G. Stanley Hall, thought that the history of the human race is “recapitulated” in every infant. Emotions have survival value; therefore, through evolution, they were retained”: “fear of eyes dated from the time when human ancestors competed for survival with other large-eyed animals,” Hall declares.

Psychoanalysis regarded nightmares as “latent content” that, in a relaxed state, during sleep, the ego allowed to go unrepressed, and it surfaced, as it were, from the unconscious mind, albeit in a disguised state. What the dreamer recalled upon awakening was the dream’s “manifest content.” The purpose of dreams was to express concealed wishes, and, once their manifest content was identified, with the help of a competent psychoanalyst, Freud claimed, “the disguised fulfillment of wishes would become obvious.” For Carl Jung, a one-time follower of Freud, dreams, including nightmares, “contain images and symbols shared by all humanity,” Bourke reminds her readers, arising from the “collective unconscious” that the members of the human species shared with one another, a product (somehow) of evolution and genetics.

William H. R. Rivers, an anthropologist and psychologist, working with victims of “shell shock,” or, as it is known today, post-traumatic stress syndrome, realized that his patients did not wish to relive the terrors they’d faced upon the battlefield and that, consequently, their “nightmares could not be reconciled,” as Bourke observes, “with Freud’s assertion that dreams were a form of wish-fulfillment.” Instead, she tells her readers, Rivers “maintained that the dream was ‘the attempted solution of a conflict’” that plagued the patient’s waking life.

Nathaniel Kleitman’s research suggests that dreams are more likely to be physiological processes than mental activities. A physiologist himself, Kleitman identified four stages of sleep, three of which are characterized by what he calls “non-rapid eye movement,” or NREM, and one of which features “rapid eye movement,” or REM. On the average, a person “experienced four or five REM periods during a sleep of six to eight hours,” during which periods they have dreams, including nightmares. However, more disturbing dreams that mere nightmares, called “terror dreams” or “an incubus attack” (now generally known as “night terrors”) occur “in Stages 3 and 4, before the REM period.” Kleitman’s research has had a profound impact upon the understanding of dreams, as Bourke points out:

. . . Fundamentally, dreams, nightmares and terror dreams were stripped of significant ‘meaning.’ For some neuroscientists dreams and nightmares were a way the brain rid itself of unimportant information. Dreams stopped the brain from becoming overloaded. We dream in order to forget. Others regarded dream images as the result of random bursts from nerve cells in the brainstem during REM sleep: they were simply the brain’s attempt to make sense of stray signals generated by the lower brain.

The upshot of emotionology?

. . . the natural and social sciences were informed by extremely different, even contradictory theories about the nature of emotions such as fear. . . . Clearly the answer to the question: ‘What is fear?’ depends as much upon the psychological and philosophical theory of the commentator as it does on the situation in which the emotion emerges.

For those who are not well informed about the alleged nature and significance of dreams, especially nightmares, Bourke’s review of the psychological and philosophical theories is both amusing and enlightening, although there is nothing new here for those who are already familiar with this material. Nevertheless, Bourke’s review is a remedy for those who, devoid of critical thinking abilities, fall prey to psychobabble by those whose own views are by no means certain foundations for psychological inquiry, analysis, or therapy. If dreams are nothing more than instances of what might be called the brain’s indigestion of neural signals (perhaps Scrooge was closer to the truth than Freud), one can toss out one’s dream dictionaries and any theories, such as those of Freud and Jung, upon which the use of such alleged reference works are based. To paraphrase William Shakespeare, the cause of our dreams is in our bodies, not in our minds.

On that note, we will pause, taking up Bourke’s survey of the subject of fear again in future posts.

Writing As A Schizophrenic, Part II

copyright 2008 by Gary L. Pullman

In Part I of "Writing As A Schizophrenic," we saw that, while two heads may be better than one, neither nature nor God has seen fit, more than rarely, to equip any of us with such an advantage. We also discovered a work-around. It may not be possible to grow a second head, but we can develop multiple perspectives on the same topic, or theme. Good news! There's another advantage to having several points of view toward something. In this case, the "something" is the object of fear.

An example may help, as examples usually do.

Let's bash the lowly snake. Let's say you imagine six different characters, each of which is afraid of the serpent. Some may be older, and others may be younger, and we should have some males and some females among the crowd we're imagining, so we can have a variety of perspectives--in this case, a variety of reasons (and non-reasons) as to why the serpent is feared. The result may be something like this:

Boy 1 fears the snake because of its appearance: it is long and narrow, without legs, and it has pitiless, lidless eyes, flared nostrils, and a flickering, forked tongue.

Boy 2 fears the snake because of the physical associations he imagines it has: it is slimy and cold (he believes), and its skin is coarse and raspy.

Girl 1 fears the snake because of the things a friend told her about an encounter with a blue racer that her grandmother had as a child. According to the grandmother’s story, she was in an outhouse when a blue racer inside the privy chased her from the toilet and across the backyard in front of a neighbor boy who saw her immodestly attired, the snake in hot pursuit. Irrationally, the girl fears that something similarly frightening and humiliating might happen to her (despite the fact that blue racers are not indigenous to her own locale).

Girl 2 fears the snake because of a personal experience that happened to her. To tease her, her pesky little brother once held a snake inches from her face before awakening her, causing her to have nightmares about the creepy reptiles ever since.

Woman 1 fears the snake because of its symbolic value. The serpent is associated with evil, temptation, and sin, and seeing one gives her the willies, making her think that she may be in the presence of Satan himself in his serpent’s disguise.

Woman 2 fears the snake because a cousin had the misfortune of being killed by a rattlesnake when he fell off his horse at an inopportune moment.

Man 1 fears the snake because it’s one of the creatures of which he is afraid, and he fears encountering one because, in doing so, he may expose his fear of the animal.

Man 2 fears the snake because, well, he fears snakes--in other words, he has snake phobia, or ophidiophobia, "an unwarranted fear of the reptiles" that causes him to suffer such symptoms as "shortness of breath, rapid breathing, irregular heartbeat, sweating, nausea, and. . . dread."

By imagining six different characters and the reason (or, in some cases, the non-reason) that each fears the snake, we’ve added verisimilitude to our character's or characters’ emotional reactions to serpents. We can combine one or more of these six emotional responses so that the same character has all of them or we can parcel them out to as many as six different characters. We can also scatter these emotional reactions throughout our story, keeping the appearances of the snake interesting because, each time it appears, it frightens the same character for a different reason (or non-reason) or frightens a different character because of his or her ideas and attitudes concerning the snake.

Once again, writing as a schizophrenic proves the old adage, “Two heads (or, in our case, two or more perspectives) are better than one.”