Structural Elements of Horror

 Copyright 2021 by Gary L. Pullman

An analysis of horror films discloses the use of a number of specific types of scenic elements that tend to recur frequently in such movies. Except for the prologue and the epilogue, the order in which these scenic elements occur may differ, and not all may be present in a film, although, typically, many, if not all, appear. In addition, each scenic element can be shown by itself or in combination with another (for example, an abduction can stand alone or be followed by a rescue or a murder). (Those common to more than one of the films analyzed in this post are in bold font.)

In Halloween (1978), these scenic elements occur in this order:

• Prologue (introduction)

• Escape (flight from antagonist or captivity)

• Stalking (hunting)

• Investigation (search for information by either amateur or professional sleuth[s])

• Murder(s) (unjustified killing[s])

• Encounter of protagonist and antagonist (first meeting of hero or heroine and villain, usually without violence)

• Initial attack on protagonist (first attack upon the hero or heroine)

• Escape

• Sustained attack on protagonist (sustained attack on hero or heroine, often by antagonist)

• Rescue (deliverance from danger)

• Epilogue (conclusion following main action of plot)

  

In Annabelle (2014), these scenic elements occur in this order:

• Prologue

• Murder(s)

• Investigation

• Attack

• Rescue

• Intelligence (provision or acquisition of information, often about the villain [e. g., origin, past, relationships], through secondary sources, such as television or radio news broadcasts, Internet browsing, books, police reports)

• Paranormal or supernatural incidents: (events inexplicable by science or reason)

• Relocation (displacement from one location to another)

• Pursuit

• Escape

• Discovery (finding of intelligence through own or others' actions)

• Attack

• Discovery

• Attack

• Warning (advisory of imminent danger)

• Attempted abduction (carrying away by force)

• Epilogue

  

In The Exorcist, (1973), these scenic elements occur in this order:

Prologue

Paranormal or supernatural incidents

Investigation (medical)

Investigation (constabulary)

Encounter of protagonist and antagonist

Intelligence

Paranormal or supernatural incidents

Attack

Death (loss of life due to natural causes)

Attack

Death

Rescue

Epilogue

In Psycho (1960), these scenic elements occur in this order:

• Tryst (private meeting between lovers)

• Crime other than murder (theft)

• Escape

• Investigation

• Relocation

• Concealment of stolen property

• Encounter of protagonist and antagonist

• Argument (heated discussion between two or more characters)

• Repeated encounter of protagonist and antagonist

• Decision to make restitution (deciding to restore to the rightful owner something that has been taken away, lost, or surrendered)

• Murder

• Disposal of incriminating evidence

• Intelligence

• Investigation

• Murder

• Investigation

• Discovery

• Intelligence

• Investigation

• Distraction (deliberate diversion of someone's attention from one incident or action to another)

• Attack

• Concealment of oneself or another

• Discovery

• Attack

• Rescue

• Intelligence

As this partial analysis of the recurring types of scenic elements common to horror films shows, such movies frequently use the same ones, despite the dramatic details of their plots. A writer who is interested in writing a horror novel or screenplay can use these same scenic elements to construct a plot based on a structure that has stood the test of time.

The Exorcist: A Marriage of Spirit and Matter in the Style of William Peter Blatty

Copyright 2011 by Gary L. Pullman

William Peter Blatty, the author of The Exorcist, has an eccentric style that is marked by his tendency to create similes and metaphors that unite concrete and abstract terms. This practice is so commonplace in his novel as to indicate that it is more than merely a technique; it is essential to his narrative voice and, therefore, part of both his novel’s point of view and its theme.

 
In just the prologue to his novel, he includes the following tropes, each of which combines the physical and the spiritual, the literal and the figurative, the concrete and the abstract:

• a “premonition clung to his [Father Merrin’s] back like chill wet leaves” (3);
• “[the] tell had been sifted, stratum by stratum, its entrails examined, tagged and shipped” (3);
•  “he dusted the thought like a clay-fresh find but could not tag it” 4);
• “slippers, [the] groaning backs [of which] pressed under his heels” (4);
• “shoes caked thick with debris of the pain of living” (4);
• “The Kurd stood waiting like an ancient debt” (4);
• “a splintered table the color of sadness” (5);
• “he waited, feeling at the stillness” (5);
• “the fractured rooftops of Erbil hovered far in the distance, poised in the clouds like a rubbled, mud-stained benediction” (5);
• “it [“safety” and “a sense of protection and deep well-being”] dwindled in the distance with the fast-moving jeep” (5);
• “some dry, tagged whisper of the past” (5-6);
• “its dominion was sickness and disease” (6); “the bloody dust of its predestination” (7-8);
• “icy conviction” (8). 
  

What, one may ask, does Blatty gain, as an artist, by mixing the sensual and the ideal, the real and the intangible, the concrete and the abstract? The author himself offers a clue, in his novel’s prologue:

The man in khaki shook his head, staring down at the laceless, crusted snows caked thick with debris of the pain of living. The stuff of the cosmos, he softly reflected: matter; yet somehow finally spirit. Spirit and the shoes were to him but aspects of a stuff more fundamental, a stuff that was primal and totally other (4).

This paragraph suggests that Father Merrin does not view reality in dualistic terms, as consisting of matter and of spirit, both of which are real. Rather, he is a monist, someone who believes that reality consists of only one essential element, although this element can appear to have two distinct expressions, that of matter and that of spirit. Truly understood, however, each is a mere shadow, as it were, of the one, true “stuff,” which is “more fundamental” and “totally other,” which is, in religious terms, God. According to Father Merrin's faith as a Catholic, God is omnipresent, or everywhere present at once; therefore, the Spirit of God penetrates, if it does not actually embody, all things, shoes and “spirit” alike. If matter and spirit, like matter and energy, are interchangeable with one another, the body which housed a human soul in the distant past may now be mere bones, an artifact among other artifacts, as Blatty’s inclusion of human bones in his catalogue of other relics at the outset of the novel’s prologue indicates:

The dig was over. The tell had been sifted, stratum by stratum, its entrails examined, tagged and shipped: the beads and pendants; glyptics and phalli; ground-stone mortars stained with ocher; burnished pots. Nothing exceptional. An Assyrian ivory toilet box. And man. The bones of man. The brittle remnants of cosmic torment that had once made him wonder if matter was Lucifer upward-groping back to his God. And yet now he knew better. . . (3-4).

The “he” in the final sentence of this paragraph might seem ambiguous: does it refer to Father Merrin or to humanity? Is it an individual or a universal perspective, the understanding that human skeletal remains do not signify a Luciferian “upward-groping back to. . . God?” The ambiguity is resolved almost as soon as it arises, if it does, in fact, arise at all, by the context of the paragraph in which the personal pronoun appears, for the paragraph speaks not of the priest, but of humanity: “he,” therefore, refers to “man,” not to Father Merrin, whose own point of view is very different, as one may already have discerned, than the worldview implied by metaphysical dualism, which sees both matter and spirit as opposite, if not opposing, realities, whereas Father Merrin sees them as both but “aspects of a stuff more fundamental, a stuff that was primal and totally other,” or as expressions or, perhaps, indications, of a transcendent divinity.
 
Blatty’s mixing of the concrete and the abstract also has the effect of making the latter seem more substantial, even more sensual, than it might be if it were linked, in simile or metaphor, to other abstract, rather than with concrete, terms. A “premonition” that clings to one’s “back like chill wet leaves” can be felt: it is thick and wet, clammy and cold; a “tell” that has “entrails” is a living thing—or, perhaps, a once-living thing, murdered by the archaeologists as much as by time, in order that it might be dissected, and its ancient artifacts, including the “bones” of “man” examined and catalogued; “stillness” that can be felt is tangible, indeed.
 
By mixing the concrete and the abstract, Blatty breathes life, as it were, into dry and withered concepts and sensations, giving them the “flesh” of sensual qualities that can be seen, heard, smelled, tasted, and touched; at the same time, his marriage of matter and spirit suggests the monistic metaphysics that Father Merrin believes expresses the reality of a wholly “other” God who transcends both and yet, paradoxically, somehow also brings the two “aspects” of reality and, indeed, of divinity, together in himself, just as, in the same cosmic sense, Jesus Christ brings matter—the flesh—and spirit together as the incarnation of God.
 
It is the notion that God is not physical or spiritual, but other, that Father Karras has not yet understood. Therefore, for him, the physical and the fleshly aspects of human existence are grotesque and offensive, as is seen in Father Karras’s reaction to a homeless man, whom he sees as vile. Karras has come, of late, to doubt his faith, partly because of the concrete embodiment of sin in human flesh and partly because of the reality of evil, which is also often associated with the physical and corporeal aspects of existence. The priest sees the decadence of sin in the person of a homeless man who pleads with him for alms:

. . . He could not bear to search for Christ again in stench and hollow eyes; for the Christ of pus and bleeding excrement, the Christ who could not be. . . (51).

Father Karras seems to equate human existence, or its fleshly aspect, at least, with evil:

A harried man with many appointments, the Provincial had not pressed him for the reasons for his doubt. For which Karras was grateful. He knew that his answers would have sounded insane: The need to rend food with the teeth and then defecate. . . . Stinking socks. Thalidomide babies. An item in a paper about a young altar boy waiting at a bus stop: set on by strangers; sprayed with kerosene; ignited. . . (54).

He has not yet attained the revelation that Father Merrin has experienced. Once, like Father Karras, the older, in some ways worldlier, Father Merrin found it difficult to love his neighbor as himself and to see in the human face and form the image and likeness of God; he has since overcome this stumbling block to faith, just as he has come to understand that evil is an offense to the goodness of God, not a quality inherent in mere matter or fleshly existence:

. . . The old man in khaki looked up into eyes that were damply bleached as if the membrane of an eggshell had been pasted over the irises. Glaucoma. Once he could not have loved this man (3).

Indeed, it might be argued that Father Merrin has come to love the downtrodden and the oppressed because of their suffering, because of the evil in the world. Unlike Father Karras, who believes that demons are merely personifications of various evils, Father Merrin knows that the “Legion” of demons that claim to haunt Regan MacNeil are lying, that “there is only one,” the enemy of God, for Father Merrin has encountered—indeed, has fought—him before, in the guise of the demon Pazuzu, and knows that the true identity of the demon represented by the idol with the “ragged wings; taloned feet; bulbous, jutting, stubby penis and a mouth stretched taut in feral grin” is none other than Satan himself, the source and living embodiment of evil.
 
Father Karras is a materialist—or is in danger of becoming one. As such, he is obsessed with the physical, the fleshly, disease, and death; he is close to believing that only matter is real; and he has come to believe that evil is explainable in natural terms, as the effects of organic malformations of the brain or other physiological abnormalities.
 
Father Merrin, as a monist, accepts both the material, including the fleshly, and the spiritual as real, believing them to be but two aspects of a higher, unknowable “stuff” that is “totally other” than either of them and that evil is essentially nothing more than an offense to God. He is able to love Regan, despite the horrific onslaught of the demon—or the devil—who assaults her from within, often by the vilest and most corporeal means available to him—Regan’s own body.
 
Father Karras, on the other hand, is reluctant to seek “Christ again in stench and hollow eyes; for the Christ of pus and bleeding excrement.” It is only after he understands that God is beyond good and evil but is himself the essence of love that Father Karras can love Regan, in all her humanity, the way that Father Merrin has come to love human beings, whether a Kurd or the daughter of an actress who is temporarily residing in Georgetown. It is then that Father Karras can be the exorcist he has been called upon to be and can deliver the child whose body has been both a source of demonic violation of a temple of the Holy Spirit and a stumbling block to his own faith.
 
By mixing the concrete with the abstract in the peculiar similes and metaphors that appear frequently throughout his novel, Blatty brings together the material and the spiritual, making the former seem as tangible as the latter and suggesting one of his novel’s themes, which is that both aspects of reality find resolution, if not synthesis, in a higher, “totally other” form of being.

Source of quotations: Blatty, William Peter. The Exorcist. New York: Harper & Row, 1971. Print.

Evolution, Psychology, and Horror, Part IV

 Copyright 2021 by Gary L. Pullman

Source: videobuster.de

Note: This post assumes that you have seen the movie Final Girl (2015). If you have not, Wikipedia offers a fairly detailed, accurate summary of the plot.

What distinguishes the final girl of chillers and thrillers from other characters in such films. Which of her “evolved adaptations,” or traits, enables her to survive when many others in her situation and in similar environments have not?

Source: YouTube

The movie’s protagonist, Veronica, benefits from twelve years of martial arts training she receives from William, who takes her in after her parents die, when she is five years old, and from drug-induced hallucinations which result from the drugs William injects into her system so that she can experience her greatest fear, which turns out to be her dread of failing to accomplish her mission. As a result of William’s mentoring, Veronica learns both that she is a “special” person and how to fight.

She accepts a date with one of William’s targets, Shane, and Shane and his friends take her to a forest, where the seventeen-year-old boys hunt her, as they have hunted—and killed—other girls on previous occasions.

Source: regarder-films.net

 Given a head start after tricking three of the four hunters into drinking whiskey laced with a hallucinogen, she dispatches the predators, one by one, as, thanks to the hallucinogen they have ingested, the boys face their greatest fears, just as Veronica had, years ago.

So, what makes Veronica the film’s final girl?

In his article “Evolution, Population Thinking and Essentialism,” Elliot Sober distinguishes between “adaptive traits” and “adaptations.” The human appendix, for example, is an adaptation that is no longer adaptive.

Sober also distinguishes between “phylogenetic adaptations” and “ontogenetic adaptations.” The former “arise over evolutionary time and impact the fitness of the organism,” whereas the latter are “any behavior we learn in our lifetimes, [which] can be adaptive to the extent that an organism benefits from them but they are not adaptations in the relevant sense.” Clearly, the martial arts skills that Veronica learns from William are ontogenetic adaptations. As is true in regard to many other claims, these assertions are controversial and have met with several criticisms.

 Source: earth.com

In providing concrete examples for their points, evolutionary psychologists often refer to the morphological and physiological traits of animals, such as “clutch size (in birds), schooling (in fish), leaf arrangement, foraging strategies and all manner of traits.” This explanatory method can help us to see how Veronica’s fighting skills, her self-image as someone who is “special,” and her fear of failing at her mission promote her survival as a final girl.

 Source: reptilescove.com

As a World Atlas article points out, “Mimicry is an evolved resemblance in appearance or behavior between one organism and another.” Usually, a harmless animal mimics a predator to protect itself from the attack of other, lesser predators. For example, “non-venomous milk snakes appear brilliantly colored like venomous coral snakes [to] deter predators from approaching.” Veronica adopts this same strategy in reverse. A martial artist of the first rank, she is a dangerous predator, but she pretends to be simply a harmless, vulnerable teenage girl. Her attackers learn, too late, that they are the harmless snakes, as it were, and she is the deadly predator, a tactic she has learned from William.

e: pinterest.com

Veronica is also predatory in other ways. She uses her beauty and her sexuality to attract her victims, the way an orb-weaving spider lures its victims (bees in search of nectar) with “web decorations” and the “spiders' [own] bright body colorations.” Veronica’s beauty attracts the attention of Shane and his friends, and, like the beauty of the orb-weaving spider, prove their undoing. While her physical appearance is not a behavior, her use of it as a lure certainly qualifies as an ontogenetic adaptation, or trait, which she learns, again, from William.

Source: inaturalist.com

In giving her would-be victimizers whiskey laced with a hallucinogen, Veronica adapts a defense mechanism used by certain animals, making it an offense tactic. The “large granular glands on the neck and limbs” of the Sonoran desert toad (aka “psychedelic toad”) “secrete [a] thick, milky-white, neurotoxin venom called bufotenine,” which is a “potent hallucinogen.” Although this compound is often fatal in dogs, it can cause hallucinations in humans and, perhaps, in canines, since its symptoms in dogs include a “drunken gait” and “confusion.” Obviously, since William injected Veronica with a hallucinogenic substance so that she could feel what her enemies would experience when she gave them the same hallucinogen, her knowledge of its properties and use as a weapon result from his training and is, therefore, an ontogenetic adaptation.

Source: 7esl.com

The nature vs. nurture controversy is as important (and as controversial) to evolutionary psychology as it is to other disciplines. The question of “what matters more when it comes to personality, nature or nurture?” is important, although it may, ultimately, prove unanswerable. As both Backcountry and Final Girl suggest, we are products of both our genes and our surroundings, of our nature and our nurture.

Source: the-other-view.com

Veronica survives for the same reason as Jen: she is better adapted to her environment than the other characters. Her traits (self-esteem, ruthlessness, and duplicity), coupled with her deadly martial arts skills, make her, not her stalkers, the apex predator, just as her attacker’s traits (sexism, misogyny, perfidy) make them her prey.

Next post:Evolution, psychology, and The Exorcist

Evolution, Psychology, and Horror, Part I

Copyright 2012 by Gary L. Pullman

 

Source: kickstarter.com

According to evolutionary psychologists, human behavior evolved through adaptations that had survival, including reproductive, value. Although not without its critics, who see the school as seriously flawed, evolutionary psychology may offer some insights of value to readers and writers of horror fiction.

 

Leda Cosmides and John Tooby. Source: news.uscb.edu

According to evolutionary psychologists Leda Cosmides and John Tooby, the discipline regards the brain as “a computer designed by natural selection to extract information from the environment” and this organ generates the behavior of individuals based on its “cognitive programs,” adaptations that “produced behavior” that “enabled [our ancestors] to survive and reproduce.”

 

Einstein's brain. Source: thespec.com

Therefore, to understand what makes people tick, these programs must be understood and explained. As a result of natural selection, the brain consists of “different special[-]purpose programs” rather than having “a . . . general architecture.” Finally, the description of the “evolved computational architecture of our brains 'allows a systematic understanding of cultural and social phenomena.'”

 

Psychological Methods. Source: slideshare.net

The method of evolutionary psychology is not entirely scientific. After detecting “apparent design in the world” (e. g., in the brain), they seek to produce a “scenario” that suggests the selective processes that could account for “the production of the trait that exhibits [this] apparent design” and then put their hypotheses to the test of “standard psychological methods.” Thus, their approach seems part thought experiment, part scientific method and has been challenged on both counts.

 

Waist-hip ratio in women. Source: ergo-log.com

For example, men, shown illustrations of potential female mates exhibiting “varying waist[-]hip ratios,” preferred those depicting “women with waist/hip ratios closer to .7,” because hips wider than waists suggested that the women who possessed them would be likely to be more “fertile” and, as such, better able to “contribute to the survival and reproduction of the organism.”

 

"Would you survive?" Source: thequiz.com

One theme of horror fiction is the survival of the threat posed by the villain or monster. Both novels and movies often show their characters' use of a variety of attempts at, or methods of, survival, most of which prove futile. Often, in the slasher sub-genre, the sole survivor of the group's encounter with the antagonist is the so-called final girl.

 

 

There's a reason they're called "slashers'? Source: whatculture.com

These films implicitly invite audiences to compare the methods of survival—i. e., the behavior—of the characters: who did what to survive, and which one, ultimately, succeeded. Why did she succeed? Why did each of the other characters fail? Not only do slasher (and, of course, other types of horror fiction and drama) thus provide models for analyzing and evaluating both failed and successful survival adaptations, but the slasher also offers a list, as it were, of each.

Let's take a look at three horror movies that focus on the characters' attempts to survive the threat of an antagonist. The first, Backcountry (2014), involves a predatory animal; the second, Final Girl (2015), features a band of men who hunt a woman for sport; the third, The Exorcist (1973), presents a supernatural threat. The first involves a “woman vs. nature” plot; the second, a “woman vs. men” plot; the third, a “man vs. supernatural monster” plot. Each involves a final girl as the survivor of her respective threat.

Next post: Jen's survival

 

Ethical and Metaphysical Implications of Supernatural Villains

 Copyright 2021 by Gary L. Pullman

 

 Twisted Tales series. Source: Amazon

Like all other genres of fiction, the literature of horror, a type of fantasy, expresses philosophical implications about the way its characters view the world, even if their Weltanschauung is not altogether clear to them.

 Witches' Sabbath by Francisco Goya. Source: Wikipedia.

The existence of a supernatural antagonist, or villain, posits the existence of  supernatural, or spiritual, dimension of existence as well as a natural order of being, both a supernatural world and a natural world.

 God as Architect by anonymous. Source: Wikipedia

In a story in which such a dualistic metaphysics exists, a supernatural villain is, by origin or nature, as its powers or abilities confirm, linked to a realm that transcends the natural world. Such beings are beyond the universe, outside nature. Therefore, they are also beyond human ken, outside human knowledge and understanding. Supernatural entities are mysterious, which tends to heighten our fear of them; the unknown is always especially frightening when it appears to have a threatening aspect, as, of course, villains, human or otherwise, do.

 

 St. Francis Borgia Helping a Dying Impenitent by Francisco Goya. Source: Wikipedia

The question arises as to whether an audience whose members disbelieve in the existence of a supernatural order (and, therefore, of course, supernatural antagonists) can experience fear while watching a movie such as, say, The Exorcist, the villain of which is a demon (or, maybe, the devil himself), A Nightmare on Elm Street, which features a supernatural bogeyman, or Poltergeist, the antagonist of which is a not-so-friendly ghost. Of course, the same question also applies to any movie that posits the existence of a vampire, a werewolf, a witch, or any other supernatural villain.

 Source: Gallup.

As far as I know, no one has conducted a study, or even a poll, concerning this particular question, although, in 2005, Gallp conducted a few polls concerning whether or not Americans believe in various supernatural (and paranormal) beings, with the results well under half. (However, the poll seems flawed, since it includes "aliens," which, should they be discovered to exist, would be entirely natural beings, not supernatural entities, since "nature" constitutes the entire universe and everything in it, which is why we say that God, a supernatural being, for example, is transcendent to, or beyond, nature and, in fact, in many religious traditions, created the universe.)

Detail from The Garden of Earthly Delights by Hieronymus Bosch. Source: Wikipedia Commons 

However, based on a thoughtful thread of posts on Religious Forums, materialists (those who believe that the universe and all things in it are material and that spirits, souls, and the like do not exist except as imaginary or metaphorical constructs) are likely to experience a continuum of feelings, from a lack of fear altogether to terror, when they come across a villain the likes of the devil, Freddy Krueger, or a poltergeist, whether or they believe such villains exist--or can exist.

 

Samuel Taylor Coleridge. Source: ardhendude.blogspot.com

 For example, Mister Silver seems to employ the strategy of "a willing suspension of disbelief" suggested by the great English romantic poet Samuel Taylor Coleridge, accepting the existence of the supernatural in a horror story or movie simply for the sake of enjoying the fiction: "Through my materialism I can understand the difference between fantasy and reality enough for me to enjoy the fantasy for that which it is; merely fantasy created for the purpose of entertainment."

Zener cards. Source: Wikipedia

Jumi follows a tactic that is more prevalent among today's skeptical materialists: "You're in luck, materialism itself doesn't rule out strange phenomenon from existing. It just doesn't actively promote these ideas. The materialistic Soviet Union had multiple researchers study paranormal phenomena in hopes of finding something useful to further the materialist dialectic.

The problem with this approach, in general, is that it is often based on a confusion of the supernatural with the paranormal. Materialism, by definition, does rule out the supernatural. The universe is nature; therefore, anything that is held to transcend nature, to be "outside" the universe (e. g., God, angels, demons) or wields supernatural power (e. g., performs miracles or magic or otherwise defies natural [or, as we call them today, scientific laws]) would be supernatural and, therefore, in materialists' view, impossible, because nonexistent. However, paranormal phenomena are possible, perhaps, if, by "paranormal," we mean simply natural beings, properties, or powers of natural origin that ares imply not known or understood through science or reason. For example, if extra-sensory perception does exist, but it is simply inexplicable in terms of present-day science or reason, then it is possible; it may even be actual. Until it can be explained, however, it remains merely a possibility, but a possibility, nonetheless. Jumi's statement, therefore, seems to be related more to the possibility of paranormal phenomena, rather than to the possibility of supernatural facts and events.

In either case, either Coleridge's "willing suspension of disbelief" strategy or the more fashionable recognition of the possible existence of paranormal, but not supernatural, phenomena can allow materialists to enjoy, and even, perhaps, be scared by, the literature and drama of horror.

 

Character in Action: It's Elemental

Copyright 2020 by Gary L. Pullman

All elements of fiction besides those of character and action—conflict setting, point of view, tone and mood, and theme—are interrelated. Two ways, used independently or together, relate these elements: character and action.

Character and action are themselves interrelated as well: a character is what he or she does (action determines and reflects character), and a character does what he or she is (character determines and reflects action): we are what we do, and we do what we are.
 

In fiction, personality (i. e., character) is represented as being composed of traits. In other words, a character is the sum total of his or her personality traits. These traits, in turn, are expressed in the character's action, or behavior.

There is a final element of personality, or character, as it is represented in fiction: will, or choice. It is will that sets human characters apart from the animals that are included in stories. It is the ability to choose, especially to choose to act or not, that makes literary characters human.

 

During the course of a story, the protagonist, whose “personality” is made up of a group of traits, positive and negative, some innate, others learned, is presented with challenges, obstacles, and problems that he or she must meet, overcome, or solve, but he or she is motivated to do so by his or her will, the exercise of which is manifest in the choices that the protagonist makes.

 

Therefore, in creating a character, first determine what he or she wills to happen: What he or she want?

Then, decide upon the character's traits, both positive and negative.
 

Add meaningful personal stakes associated with the character's pursuit of his or her goals.

Huckleberry Finn wants to escape the “sivilizing” effects of a corrupt society.

Huckleberry Finn is a realistic boy who relies mostly on his own experience to fathom the truth, is a loyal and devoted friend, and prefers to live a simple life, but he is ignorant, relies too much on what others believe and expect, and is literal-minded.

Huckleberry Finn risks the loss of his personal freedom and, he believes, eternal damnation.

Next, make sure these additional questions are answered:

• What does the character do to obtain his or her heart's desire?
• When and where does the character live or travel?
• How does the character accomplish is goal or securing that which he or she desires, and how does he or she meet, overcome, or solve challenges, obstacles, or problems that threaten his or her success in accomplishing his or her goal (securing his or her heart's desire)?
• Why does the character want what he or she wants? What motivaes the character to undertake the quest, risking whatever is at stake personally?

* * *

• Huckleberry Finn runs away from home in the company of runaway slave, Jim.
• Huckleberry Finn lives in the American South during the early nineteenth-century and travels down the Mississippi River on a raft.
• To escape the “sivilizing” effects of a corrupt society, Huckleberry Finn runs away from home.
• Huckleberry Finn values personal freedom.
  
  
  

Let's apply this approach to horror fiction using, as our example, the motion picture adaptation of William Peter Blatty's 1971 novel The Exorcist.

What does my protagonist want?

Father Karras wants to hold on to his faith in God.

What traits, positive and negative, make up my protagonist's character, or “personality”?

Aware of evil, Father Karras has begun to doubt his faith in God, but he remains a courageous and compassionate man who is committed to living an authentic life.

What meaningful personal stakes are associated with the protagonist's pursuit of his or her goals?

Father Karras risks losing his faith and his sense of transcendent meaning of existence which makes life worth living.

What does the character do to obtain his or her heart's desire?

Father Karras participates in an exorcism to deliver a young girl from her domination by the devil.

When and where does the character live or travel?

Father Karras restricts his action to a Georgetown townhouse.

How does the character accomplish is goal or securing that which he or she desires, and how does he or she meet, overcome, or solve challenges, obstacles, or problems that threaten his or her success in accomplishing his or her goal (securing his or her heart's desire)?

Through the exorcism rite and his willingness to sacrifice himself for the girl, Father Karras exorcises the devil.

Why does the character want what he or she wants?

Father Karras is a loving and compassionate man who values both human life and free will.

What motivaes the character to undertake the quest, risking whatever is at stake personally?

Father Karras's love for his mentor, Father Merrin, and his compassion for the possessed girl Regan McNeil, allows him to participate in the exorcism, despite his weakened faith.

The Horror of Objective and Subjective Threats

Copyright 2020 by Gary L. Pullman

Some horror fiction, both on the page and on the sound stage, features threats which are both objective and subjective. Just as objective threats can vary, so can subjective ones. If there is the threat of a loss of limb, or of mobility, or of stamina, or of life itself, there is also the threat of such losses as trust, of scruples, of faith, or of sanity.

These dual threats are depicted or dramatized through conflict: the villain or the monster is the agent by whom the objective threat is presented, and the physical threat, in turn, causes the subjective threat.

 

The outcome of conflict involving these two types of threat is resolved in one of at least seven ways:

1. The protagonist wins, overcoming both the objective threat and the subjective threat.
2. The protagonist partially wins, overcoming the objective, but not the subjective, threat.
3. The protagonist partially wins, being overcome by the objective, but overcoming the subjective, threat.
4. The protagonist loses, being overcome by both the objective threat and the subjective threat.
5. The protagonist overcomes the subjective threat, but the resolution regarding the objective threat remains unknown.
6. The protagonist overcomes the objective threat, but the resolution regarding the subjective threat remains unknown.
7. It remains unknown whether the protagonist overcomes either the objective or the subjective threat.
   
   
   
   
   

In the hands of skilled writers, these seven permutations can seem to multiply, as various twists are put upon each threat and each possible outcome.

Edgar Allan Poe's short stories often involve both objective and subjective threats. The outcome of the stories' conflicts vary across the spectrum of possibilities.

1. The protagonist wins, overcoming both the objective threat and the subjective threat. Hop-Frog and Tripetta, of “Hop-Frog,” not only overcome the threat of violence and possible death at the hands of the cruel king they serve, escaping after immolating the villain and his courtiers, but they also overcome the subjective threats to their pride and self-respect posed by the king's dehumanizing conduct toward them. Their victory is double; they regain both their physical freedom and their autonomy and self-esteem.

2. The protagonist partially wins, overcoming the objective, but not the subjective, threat. The protagonist of Poe's “The Tell-Tale Heart” imagines that an old man with a “vulture's eye” is a menace. He vanquishes this perceived objective threat by killing the old man. However, the police, alerted by a neighbor who'd heard the victim's screams, arrest the killer, and readers realize that the protagonist has not vanquished the subjective threat of his own madness—nor is he likely to escape the additional, real objective threat of prison or, possibly, hanging.

3. The protagonist partially wins, being overcome by the objective, but overcoming the subjective, threat. William Peter Blatty's The Exorcist is a good example of this variation. Father Karras is questioning his religious faith until, in an act of self-sacrifice, he bids the devil to forsake a girl he's possessed and possess him instead. However, when the devil makes the jump from the girl into the priest, Father Karras foils his adversary by leaping to his death from the upper-story window of the girl's bedroom, in which the exorcism had been being conducted. Although the objective threat of possession by the devil overcomes Father Karras, the priest retains his faith.

4. The protagonist loses, being overcome by both the objective threat and the subjective threat. During the American Civil War, Second-Lieutenant Brainerd Byring of the Union Army succumbs to his on imaginary fears when, on an isolated portion of terrain over which he stands guard, he encounters a dead enemy soldier. Byring fancies that he sees the Confederate soldier's body moving slowly, stealthily toward him. A captain and a surgeon find Byring the next morning.

He has driven his own sword through his heart, after hacking the dead Confederate's cadaver. The enemy soldier's weapon lies on the ground, unfired, and his body is rotten enough to indicate that he has been dead some days before Byring “killed” him. The fight hinted at in Ambrose Bierce's “The Tough Tussle” has been entirely Byring's own; he has survived neither the objective struggle with the corpse nor his delusion that the body was alive, that the dead Confederate soldier was, indeed, sneaking up on him under the cover of darkness to kill him.

5. The protagonist overcomes the objective threat, but the resolution regarding the subjective threat remains unknown. The protagonist of Poe's “The Pit and the Pendulum” avoids the objective threat—execution—when the Inquisition that has imposed the sentence of death upon him is defeated by its enemies and he is rescued. It is unclear whether he also triumphs over the terrors of helplessness and the horrors of physical and emotional abuse. The story's ending does not say or even imply.

6. The protagonist overcomes the objective threat, but the resolution regarding the subjective threat remains unknown. In H. G. Wells' short story “The Cone,” the protagonist, Raut, avenges himself upon Horrocks, the adulterer who has cuckolded him, by causing his wife's lover to fall into a furnace. The objective threat to his wife's violated fidelity has been ended, but the murderer himself may not as easily be rid of the humiliation and rage that appear to have driven him to this desperate act. Even if he does vanquish these emotions, he may have to struggle with another subjective threat, for he seems horrified at the terrible crime—the sin—he has committed: “God have mercy upon me!,” he prays, saying, “O God! what have I done?”

7. It remains unknown whether the protagonist overcomes either the objective or the subjective threat. Legs and his companion Hugh Tarpaulin escape the mad, self-proclaimed King Pest and his courtiers, who have taken refuge from the plague in the basement of an undertaker's shop, but it is unknown whether the rash sailors also escape the plague that has disfigured the afflicted. They might, in fact, be taking the disease aboard the very ship from which they earlier departed, for the narrator of Poe's “King Pest” informs readers,

the victorious Legs, seizing by the waist the fat lady in the shroud, rushed out with her into the street, and made a bee-line for the “Free and Easy,” followed under easy sail by the redoubtable Hugh Tarpaulin, who, having sneezed three or four times, panted and puffed after him with the Arch Duchess Ana-Pest.

 

If they have not escaped the plague, it is doubtful that they will escape the terror that it will bring and, if the rest of the crew they infect understand that it was they who infected them, it is unlikely that they will escape the ire of their fellow seamen; indeed, a new objective threat may arise, one which costs them their very lives. They may have merely escaped one type of death to flee into hands of a death of another kind.

These seven variations on the theme of an objective threat coupled with an often-related subjective threat provide a fertile foundation for a multitude of treatments so that no story needs to be like another, even if they are based on the same dynamics—or, indeed, a specific dynamic within the seven-fold group of dynamics. Likewise, the same writer can produce a story from any one of the objective-subjective threat pairings or from the same one, treated differently.